Services > Technical and Regulatory Compliance
Technical and Regulatory Compliance
Baker Tilly provides technical advice on a full range of accounting and financial reporting issues. We also offer advice and support to organizations or persons regarding regulatory requirements and proceedings.
Both services are available to our audit clients and to third party organizations or people not among our audit clients.
The technical advice may be provided as part of the audit process and is also available to address ad-hoc problems or disputes as they are encountered by organizations.
Our advice and assistance on regulatory matters helps organizations build internal control and corporate governance procedures, ensuring their compliance with the requirements of regulators such as stock exchanges, securities commissions, professional bodies and government departments.
Baker Tilly can also help organizations or people involved in regulatory investigations and proceedings, up to and including action or prosecution by regulators.
Our expertise is such that we also assist regulatory and supervisory bodies in the formulation and implementation of policies, regulations and rules.
Our Technical and Regulatory Compliance Department is headed by a highly respected professional with more than 30 years’ experience at the highest level of standard setting and regulation in accounting, financial reporting, audit and corporate governance in Hong Kong, Southeast Asia, the UK and Australasia. He has held senior regulatory positions at stock exchanges and professional statutory bodies in Hong Kong, Malaysia and Australia.
For further enquiries, please contact:
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